Registered Investment Advisor

VALLEY NATIONAL FINANCIAL ADVISORS is a Registered Investment Advisor (RIA) firm. What does this mean? Charles Schwab has created a website to explain how RIAs do things differently and allow anyone to search for a qualified advisor nearby – RiA Stands For You.

Registered:

Yes, with the Securities and Exchange Commission or state securities regulators.1 All RIAs have a fiduciary duty to act in your best interest.

Investment:

Many RIAs invest your money to help you meet not just your financial goals but your entire financial picture—such as your children’s education or estate planning.

Advisor:

RIAs are on your side, ready to offer the advice and guidance you need.

 
Information made available courtesy of
Charles Schwab at riastandsforyou.com.

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