Registered Investment Advisor

VALLEY NATIONAL FINANCIAL ADVISORS is a Registered Investment Advisor (RIA) firm. What does this mean? Charles Schwab has created a website to explain how RIAs do things differently and allow anyone to search for a qualified advisor nearby – RiA Stands For You.


Yes, with the Securities and Exchange Commission or state securities regulators.1 All RIAs have a fiduciary duty to act in your best interest.


Many RIAs invest your money to help you meet not just your financial goals but your entire financial picture—such as your children’s education or estate planning.


RIAs are on your side, ready to offer the advice and guidance you need.

Information made available courtesy of
Charles Schwab at

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